States / New York / A 3695

A 3695 In Committee

Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license

Introduced
In Committee
Floor
Crossed Over
Passed
Enacted

Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license; establishes application and examination requirements to obtain, and continuing education requirements to maintain, licensure; permits the superintendent to issue licensing procedures and to prescribe regulations necessary for the proper supervision of compliance officers and practitioners.

Chamber
House
Introduced
Jan 30, 2025
Last action
Jan 7, 2026 — REFERRED TO BANKS
Session
2025-2026
Momentum
27 · Low